Compliance Specialist

Description

Job Summary: Professional to monitor regulatory standards, work in AML and fraud prevention, and manage compliance at a financial institution. Key Highlights: 1. Experience in Regulatory Compliance for financial institutions 2. Work in AML and fraud prevention, KYC and KYTP 3. Knowledge of financial products and services ### **JOB DESCRIPTION** * Continuously monitor applicable laws and regulations related to business activities, products and services; analyze their applicability; communicate findings to impacted areas; and oversee the implementation of regulatory compliance projects; * Collaborate with the team to execute AML and fraud prevention monitoring processes, customer onboarding (KYC), due diligence of business partners and correspondent banks (KYTP), including the monthly compliance declaration pursuant to Joint Resolution No. 6; * Ensure timely handling by the team of judicial orders and official requests concerning financial transactions, confidentiality waivers, and other demands from judicial and law enforcement authorities; * Monitor regulatory deadlines for submitting regulatory reports and responding to official letters and requests from the Central Bank of Brazil and other regulatory bodies, ensuring accuracy and consistency of information; * Handle and respond to, or route according to subject matter within established SLAs, service tickets/requests directed to the department; * Review and update the Institution’s Risk Assessment Report (AIR), conduct AML effectiveness tests, and prepare the Annual AML/FT Report; Support management in implementing operational and compliance risk analysis and management processes, and in defining preventive and detective controls. * ### **JOB REQUIREMENTS** * Direct experience in Regulatory Compliance for financial institutions, Payment Institutions (PIs) and/or credit fintechs; * Knowledge of financial products and services, including personal and payroll-deductible loans (public and private); * Experience with general regulatory controls and system access/roles at the Central Bank of Brazil — UNICAD, SISCOM, BCCorreio, Limites, SCR, CRD, etc.; * Knowledge of procedures related to license applications, capital increases/decreases, appointment/resignation of directors and other filings with the Central Bank; * Knowledge of corporate law and corporate acts related to corporations (S/As). ### **BENEFITS** * Health Insurance; * Dental Insurance; * Meal/Voucher Allowance; * Life Insurance; * Private Pension Plan; * Pharmacy Discounts; * University Discounts; * Investment in external courses and training; * TOTALPASS; * Gympass; * Birthday Day Off; * Culture Voucher. ### **ADDITIONAL INFORMATION** **Employment Type:** CLT